0001193125-20-024737.txt : 20200205 0001193125-20-024737.hdr.sgml : 20200205 20200205061502 ACCESSION NUMBER: 0001193125-20-024737 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 GROUP MEMBERS: BERTELSMANN CHINA HOLDING GMBH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOGU Inc. CENTRAL INDEX KEY: 0001743971 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90768 FILM NUMBER: 20576304 BUSINESS ADDRESS: STREET 1: ZHESHANG WEALTH CENTER BUILDING NO. 1 STREET 2: NO. 99 GUDUN ROAD, XIHU DISTRICT CITY: HANGZHOU STATE: F4 ZIP: 310000 BUSINESS PHONE: 8657188867550 MAIL ADDRESS: STREET 1: ZHESHANG WEALTH CENTER BUILDING NO. 1 STREET 2: NO. 99 GUDUN ROAD, XIHU DISTRICT CITY: HANGZHOU STATE: F4 ZIP: 310000 FORMER COMPANY: FORMER CONFORMED NAME: Meili Inc. DATE OF NAME CHANGE: 20180619 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bertelsmann SE & Co. KGaA CENTRAL INDEX KEY: 0001087051 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CARL-BERTELSMANN-STRASSE 270 CITY: GUTERSLOH STATE: 2M ZIP: 33311 BUSINESS PHONE: 49 (0) 5241-80-5562 MAIL ADDRESS: STREET 1: CARL-BERTELSMANN-STRASSE 270 CITY: GUTERSLOH STATE: 2M ZIP: 33311 FORMER COMPANY: FORMER CONFORMED NAME: BERTELSMANN AG DATE OF NAME CHANGE: 19990524 SC 13G/A 1 d884726dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

(Amendment No. 1)

Under the Securities Exchange Act of 1934*

 

 

MOGU Inc.

(Name of Issuer)

 

 

Class A Ordinary Shares, par value of US$0.00001 per share

(Title of Class of Securities)

 

 

608012100**

(CUSIP Number)

 

 

December 31, 2019

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

**

There is no CUSIP number assigned to the Class A Ordinary Shares. CUSIP number 608012100 has been assigned to the American Depositary Shares (“ADSs”) of the Issuer, which are quoted on the New York Stock Exchange under the symbol “MOGU.” Each ADS represents 25 Class A Ordinary Shares.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

 

 

CUSIP No. 608012100

 

      

 

  1    

Names of Reporting Persons

 

Bertelsmann SE & Co. KGaA

  2  

Check the appropriate box if a member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Germany

Number of  

Shares

Beneficially  

Owned by

Each

Reporting

Person

With:

      5     

Sole Voting Power

 

0

     6     

Shared Voting Power

 

208,387,100 Class A Ordinary Shares. See Item 4.

     7     

Sole Dispositive Power

 

0

     8     

Shared Dispositive Power

 

208,387,100 Class A Ordinary Shares. See Item 4.

  9    

Aggregate Amount Beneficially Owned by Each Reporting Person

 

208,387,100 Class A Ordinary Shares. See Item 4.

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)  ☐

 

 

11  

Percent of class represented by amount in row (9)

 

8.64%. See Item 4.

12  

Type of Reporting Person (See Instructions)

 

CO

 

Page 2 of 8

  1    

Names of Reporting Persons

 

Bertelsmann China Holding GmbH

  2  

Check the appropriate box if a member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

Germany

Number of   Shares

Beneficially   Owned by

Each

Reporting

Person

With:

      5     

Sole Voting Power

 

0

     6     

Shared Voting Power

 

208,387,100 Class A Ordinary Shares. See Item 4.

     7     

Sole Dispositive Power

 

0

     8     

Shared Dispositive Power

 

208,387,100 Class A Ordinary Shares. See Item 4.

  9    

Aggregate Amount Beneficially Owned by Each Reporting Person

 

208,387,100 Class A Ordinary Shares. See Item 4.

10  

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)  ☐

 

 

11  

Percent of class represented by amount in row (9)

 

8.64%. See Item 4.

12  

Type of Reporting Person (See Instructions)

 

CO

 

 

Page 3 of 8

Item 1.

(a)    Name of Issuer: MOGU Inc.

(b)    Address of Issuer’s Principal Executive Offices: Zheshang Wealth Center, 12/F, Building No. 1, No. 99 Gudun Road, Xihu District, Hangzhou, 310012, People’s Republic of China

 

Item 2.

(a)        Name of Person Filing: Bertelsmann SE & Co. KGaA, Bertelsmann China Holding GmbH

(b)     Address of Principal Business Office or, if None, Residence:

Bertelsmann SE & Co. KGaA: Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

Bertelsmann China Holding GmbH: Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

(c)     Citizenship:

Bertelsmann SE & Co. KGaA — Germany

Bertelsmann China Holding GmbH — Germany

(d)     Title and Class of Securities: Class A Ordinary Shares, par value of $0.00001 per share

(e)        CUSIP No.: 608012100

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable.

 

Item 4.

Ownership

The table below sets forth the ownership of the Class A Ordinary Shares by each of the reporting persons:

 

Reporting Person

    Amount
Beneficially
Owned		     Percent
of
Class(1):		     Sole Power to
Vote or Direct
the Vote:		      Shared Power to
Vote or to Direct
the Vote:		     Sole Power to
Dispose or to Direct
the Disposition of:		      Shared Power to
Dispose or to
Direct the
Disposition of:		  

Bertelsmann SE & Co. KGaA

      208,387,100 (2)      8.64 %      0        208,387,100 (2)      0        208,387,100 (2) 

Bertelsmann China Holding GmbH

      208,387,100 (3)      8.64 %      0        208,387,100 (3)      0        208,387,100 (3) 

 

(1)

The percentage set forth in this Schedule 13G is calculated based upon an aggregate of 2,410,781,725 Class A Ordinary Shares outstanding as of December 31, 2019, which is based on the information provided by the Issuer.

(2)

Includes 208,387,100 Class A Ordinary Shares held by Bertelsmann China Holding GmbH, transferred from Bertelsmann Asia Investments AG on November 29, 2019. Bertelsmann Asia Investments AG and Bertelsmann China Holding GmbH are wholly-owned subsidiaries of Bertelsmann SE & Co. KGaA.

(3)

208,387,100 Class A Ordinary Shares held by Bertelsmann China Holding GmbH.

 

Item 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

Page 4 of 8

Item 6.

Ownership of more than Five Percent on Behalf of Another Person. Not applicable.

 

Item 7.

Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person. Not applicable.

 

Item 8.

Identification and classification of members of the group. Not applicable.

 

Item 9.

Notice of Dissolution of Group. Not applicable.

 

Item 10.

Certifications. Not applicable.

 

Page 5 of 8

LIST OF EXHIBITS

Exhibit A — Joint Filing Agreement

 

Page 6 of 8

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 5, 2020

 

Bertelsmann SE & Co. KGaA                                    By:  

/s/ Dr. Hendrik-Peter Horn / Thomas Werth

          Name:   Dr. Hendrik-Peter Horn / Thomas Werth
          Title:   Authorized Signatories
Bertelsmann China Holding GmbH           By:  

/s/ Dr. Michael Kronenburg/Dr. Martin Dannhoff

          Name:   Dr. Michael Kronenburg/Dr. Martin Dannhoff
          Title:   Authorized Signatories

 

Page 7 of 8

EX-99.(A) 2 d884726dex99a.htm EX-99.(A) EX-99.(A)

Exhibit A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Ordinary Shares, par value of $0.00001 per share, of MOGU Inc., a Cayman Islands exempted company, and that this Agreement may be included as an exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 5, 2020.

 

Bertelsmann SE & Co. KGaA                          By:  

/s/ Dr. Hendrik-Peter Horn / Thomas Werth

    Name:   Dr. Hendrik-Peter Horn / Thomas Werth
    Title:   Authorized Signatories
Bertelsmann China Holding GmbH     By:  

/s/ Dr. Michael Kronenburg/Dr. Martin Dannhoff

    Name:   Dr. Michael Kronenburg/Dr. Martin Dannhoff
    Title:   Authorized Signatories

 

Page 8 of 8